Internal Evaluation of the UNCDF Participatory Eco-Development Programme

6. Problems in managing participatory eco-development projects

6.1 The staff of co-ordinating units

The internal organization of the various PED projects is constructed around the model of the co-ordinating unit, responsible for supervising the operation of the various phases. The unit is split into three offices:

Most of the co-ordination offices are staffed by nationals from the technical services, which has the advantage of ensuring that technical skills and experience are available. However, the other side of the coin can often be a lack of experience in non-technical aspects (participatory approaches, negotiation, communication and so on) and a tendency to work in a sectoral manner.

A number of dysfunctions in the implementation of PED projects, which have been discussed in this report, have been magnified by the failure to resolve ambiguities relating to the status, understanding and level of ownership of the approach, the capability and professional future of the project staff and relationships with counterparts in the national administrations.

(i) Disparities in relation to staff of the national administrations

In the field, there is a degree of ambiguity in accepting that project execution is on a national basis and that government structures are responsible for project implementation. National experts are recruited through the UNDP's ad hoc system, on the basis of their competence. As a general rule, helped by experience, they usually come from the central or decentralized technical services and have fixed term contracts. The average salary of around $1,200 per month represents a substantial quantitative leap compared with their counterparts in post in the project areas. There are also differences in respect of subsistence allowances. This different treatment often gives rise to difficulties and frustrations which have, for example, been clearly expressed in the case of the PDRM/Niger (UNCDF 1997c, p. 24). A not inconsiderable part of these difficulties relates to the fact that members of the project staff, who may well go back to the administration after their United Nations contracts, find themselves in a delicate position and certainly do not want to make too many waves, which could annoy former and possibly future work colleagues. This stifles the innovative impulse to an even greater extent.

(ii) Mastering PED concepts and approaches

Overall, the PED approach is often unevenly grasped by project teams. In fact, most staff discover the PED concept when they are seconded to the projects. If one adds to this their background which is often in the public service, one can understand why national experts have had trouble mastering the concepts and approaches and, consequently, in running the projects.

At the same time, the very academic method of learning the modules and other tools described in the operational guidelines has induced an attitude of great conscientiousness, but this is mainly focused on carefully reproducing what has been learned about using knowledge-acquisition tools.

This somewhat restrictive way of working raises the question of the technical teams' ability to adapt and to master a new approach. Unfortunately, it is not enough to suggest that technicians take over a new approach for it to happen. The difficulty is exacerbated by their current ambiguous position and their background as public officials working on a sectoral basis.

(iii) The issue of post-project structures

On page 7, the operational guidelines state that: "it is expected that the project teams will transform themselves before the end of the projects into structures under private law dedicated to promoting local development". The Mission considers this statement, subsequently hammered in by some PED designers to national staff, to be inappropriate for the following reasons:

6.2 Links with partners

This section does not examine partnership with local people, which has already been discussed elsewhere.(49) Two other types of partners will be dealt with separately: the local administrative, voluntary and technical structures; and the other agencies in the United Nations System (UNS).

6.2.1 Links with local structures

At the risk of generalizing, the opinion held by local partners of PED projects may be summed up as follows:

6.2.2 Links with the UNDP and implementing agencies

Some very relevant recommendations can be found in the UNCDF Capacity Assessment Report (Christensen, 1996) on this subject. It was therefore agreed that the task of this mission would consist mainly of assessing to what extent the recommendations had been put into practice.

To judge by the few countries visited by the Mission, the major concern of UNDP representative offices is to harmonize support. In theory, PED projects fit in completely with UNDP's poverty alleviation strategy. However, as the "graft" of these theories has often not taken well in reality, the doubts expressed by local structures are reflected in the remarks of national UNDP representatives. In principle, the synergy between UNDP and UNCDF lies in the complementarity of the PED, LDF and micro-finance components. This should be fostered, along with a simplification of the overall PED approach and tool kit.

PED projects have often experienced problems with project execution agencies (e.g. FAO and ILO). The difficulties derive essentially from differences in opinion concerning strategies, procedures and ways of operating. On this subject, the Mission is in favour of the idea of entrusting staff recruitment to the UNOPS, an essentially administrative body which is therefore more neutral than implementing agencies.

6.3 Capacity building

Following the logic suggested in this report, i.e. involving both the communities and other interested parties, both governmental and private, in a process of negotiation about local development, there is a need to clarify the role of each partner, using the "4Rs" tool for example. One immediate consequence of applying this logic is that capacity-building needs must be divided into two categories: those relating to the negotiating process and those to be defined once negotiation over roles is complete. It is difficult to generalize about the latter needs, as they are situation-specific and will not therefore be discussed here. With regard to the capacities needed for negotiation, it is possible to give a general view of what is needed to "prepare the ground" for constructive negotiation. This issue will be addressed separately for project staff, village communities and local technical services.

As a general point, it seems important to combine capacity-building with the supply of funds for local development, thus allowing local capacity, whether existing or acquired within the project framework, to be used.(51)

6.3.1 Project staff

The various teams responsible for putting the PED approach into practice understand its broad theoretical principles relatively well. However, there are some differences in perception, which sometimes leads to a degree of confusion when carrying out activities. The learning process concentrates on the tools indicated in the operational guidelines. This technically-oriented conception of the dissemination of the approach favours mechanical and not very functional use of knowledge-acquisition tools, without leading to the emergence of dynamic lines of intervention or facilitating decision-making.

Capacity-building should be designed to simplify understanding of the approach on the basis of the three main pairs in the original postulate:

Ecology – Productive Security;

Participation – Structuring of village communities;

Sustainability – Forums for Dialogue.

This means that capacity-building must focus first of all on understanding and simplified use of the approach, rather than concentrating on the use of one tool or another.

The direction capacity-building should take may best be determined by giving project staff a chance to reflect on aspects which might give PED genuine meaning and dynamism:

6.3.2 Village communities

In view of the context within which EPD works and the wish of local communities to control their own development to a greater extent, the following recommendations may be made:

Functional literacy and the provision of information regarding the rights and responsibility of each stakeholder must precede negotiation of roles. Village communities need to be strengthened before they can tackle such negotiations.

6.3.3 Technical services

Capacity-building for the technical services should be concentrated at three levels: technical skills, attitudes and behaviour and, finally, working resources.

Efforts to strengthen the capacity of the technical services with regard to the aspects described above should therefore be based on genuine partnership, relying on participation in decision-making and mutual learning by doing. Training involving representatives of both the communities and the technical services can often play a very positive role here: this could be classroom training, but it often proves helpful to bring in practical experience or even courses. In this regard, all participants in this type of activity usually agree to inter-village visits. These could be combined with longer courses in some villages on technical and/or organizational aspects prior to commencing activity.




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